According to Municipal Securities Rulemaking Board (MSRB) rules, if a municipal securities broker-dealer receives an advisory fee from an issuer, it must notify, in writing, any of its customers purchasing bonds issued by that municipality of

Answers

Answer 1

Answer:

a)

Explanation:

The notice would be of any advisory relationship existing between itself and the issuing municipality. This is because if a broker or dealer has had any advisory relationship with a municipality it is an enforced requirement of the MSRB rules that they disclose all of this information to any and all broker/dealer clients who are trying to purchase securities/bonds that have been officially issued by the municipality as in this scenario.


Related Questions

Calculate the total value of sales at each possible price for a product with the consumer demand shown.

Price: Quantity demanded:
$20. 8,500
$22.5. 7,800
$25. 6,200
$27.5. 5,900
$30. 4,300

Answers

Answer:

The total value of sales is $795470

Explanation:

Given

The data shown in the table

Required

Determine the total value of sales

To do this, we simply multiply price by corresponding quantity demanded and then sum them up;

This is done as follows;

[tex]Total = \$20 * 8,500 + \$22.5 * 7,800 + \$25.6 * 6,200 + \$27.5 * 5,900 + \$30 * 4,300[/tex]

[tex]Total = \$170000+ \$175500+ \$158720 + \$162250 + \$129000[/tex]

[tex]Total = \$795470[/tex]

Hence, the total value of sales is $795470

Western Company adopted dollar-value LIFO (DVL) as of January 1, 2016, when it had an inventory of $715,000. Its inventory as of December 31, 2016, was $815,400 at year-end costs and the cost index was 1.08. What was DVL inventory on December 31, 2016?

Answers

Answer:

$757,800

Explanation:

For the computation of DVL inventory on December 31, 2016 first we need to follow some steps which is shown below:-

Adjusted closing value for inflation = Inventory as on Dec 31, 2016 ÷ Cost index

= $815,000 ÷ 1.08

= $754,630

Increase during the year in real terms = $754,630 - $715,000

= $39,630

Real dollar value of increase in inventory = $39,630 × 1.08

= $42,800

So,

DVL inventory = Jan 1 Inventory + Real dollar value of increase in inventory

= $715,000 + $42,800

= $757,800

Answer:

758,200

Explanation:

815,400 / 1.08 = 755,000

755,000 - 715,000 = 40,000

40,000 * 1.08 = 43,200

715,000 + 43,200 = 758,200

How can you tell if a guy doesnt put the effort in being with you anymore, its online and long distant cause he lives 8 hours away from me and were both 17 have already experienced heartbreak, it was great and fun at first and he was so shy and loving and wanted to meet but now he’s dodging to see eachother and every night we call before we both go to bed and sleep while on call but after my mother passed away June 29th hes been distant and mostly plays his game Smite idk if he’s serious about me i mean he tells me he loves me and ofc i love him back hes my entire world in my mind, im always very wholesome with him he says but when i ask how he feels he says he doesnt know and i dont show it to him but that kinda hurts when the guy doesnt know... anyway if you have any advice please tell me im desperate and i cant seem to keep my feelings from leaking out and it just hurts i dont wanna tell him cause then he will be upset and i dont want that..

Answers

Answer:

his body language would change around you and when a guy says he doesnt know means he doesnt know hes processing about how he really feels about you.

If the liabilities of a business increased $75,000 during a period of time and the equity in the business decreased $30,000 during the same period, the assets of the business must have:

Answers

Answer:

Increased $45,000

Explanation:

Calculation for what the assets of the business must have

Using this formula

Change in Assets = Change in Liabilities + Change in Owner's Equity

Where,

Change in Liabilities =$75,000

Change in Owner's Equity=$30,000

Let plug in the formula

Change in Assets = $75,000 + ($30,000)

Change in Assets= $45,000 Increased

Therefore what the assets of the business must have will be $45,000 Increased

A real estate broker sold property on Friday morning and received a $2,000 deposit in cash. Afraid to carry the money, he quickly deposited it into his own account in a nearby branch of his bank. This is clearly an example of:

Answers

Answer:

commingling

Explanation:

The commingling refers to the combination of the money that belongs to the brokers with his clients

The conversion arises when a broker incurred any of the money or withdrawn any of the money

Here in the situation it is mentioned that the real estate broker sold the property for $2,000 and he immediately deposited in his own account

So this given example is of commingling

Social network marketing is thought of as being earned and is not a strategy for which a company has to pay. True or False.

Answers

Answer:

true

Explanation:

Answer:

True

Explanation:

I just got it right.

Which statements are TRUE about the "red herring" preliminary prospectus?

a. it is used to solicit indications of interest
b. it use terminates when the 20-day cooling off period expires
c. it contains the final offering price of the issue
d. it is not considered to be an "offer" of the issue

Answers

Answer:,ds bkw cd jlb

Explanation:

kn dwcwe

Options (a), (b), and (d) are correct about the "red herring" preliminary prospectus.

What is a "red herring" preliminary prospectus?

A red herring is a preliminary prospectus filed with the Securities and Exchange Commission (SEC), usually in connection with an initial public offering (IPO), that omits essential data about the offering, such as the price and quantity of shares issued.

During the 20-day cooling-off period, the red herring is utilized to elicit indicators of interest.

It is not an offer to sell; only the final prospectus, which is available as of the effective date, can be used to do so.

The ultimate offering price is not included in the "red herring." There is no price or only an estimate on the front cover.

The exact pricing isn't determined until the day before the effective date.

For more information about the preliminary prospectus, refer below

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Sailmaster makes high-performance sails for competitive windsurfers. below is information about the inputs and outputs for one model, the windy 2000. units sold 1,217 sales price each $1,700 total labor hours 46,672 wage rate $12/hour total materials $60,000 total energy $4,000 calculate: i. the productivity in sales revenue/labor expense ii. the total productivity.

Answers

Answer:

(A) The productivity in sales revenue/labour expense = 3.69

(B) Total productivity = 3.31

Explanation:

Sailmaster makes high performance sale for competitive windsurfers

The units sold is 1,217

The sales price is $1,700

The total labour hours is 46,672

The wave rate is $12

The total materials cost is $60,000

Total energy is $4,000

(A) The productivity in sales revenue/labour expense can be calculated as follows

= units sold×sale price/total labour×wage rate

= 1,217×1,700/46,672×12

= 2,068,900/560,064

= 3.69

(B) The total productivity can be calculated as follows

=1,217×1700/(46,672×12)+(60,000+4,000)

= 2,068,900/560,064+64,000

= 2,068,900/624,064

= 3.31

Hence the productivity in sales revenue/labour expense is 3.69 and the total productivity is 3.31

Which type of research did April Bell recommend for companies with a limited research budget?

Answers

Secondary............

All of the following dates are needed to compute the total purchase price of a municipal bond traded in the secondary market that is quoted on a yield basis EXCEPT:________

a. dated date
b. maturity date
c. settlement date
d. interest payment date

Answers

Answer: dated date

Explanation:

The dates that are needed to compute the total purchase price of a municipal bond traded in the secondary market that is quoted on a yield basis are the maturity date, settlement date and the interest payment date.

It should be noted that the settlement date and interest payment date would be used to calculate the amount of accrued interest.

Therefore, the correct answer is dated date.

the first skate board in the history of he world by betsy byars what is the moral of story.what is the conflict of the story.how they resolve..

Answers

The moral of the story is to keep your stick on the ice

Keeping your stick on the ice is the lesson of the tale. the conflict of the story.

What is conflict?

Conflicts result from conflicts of interest, viewpoints, or even philosophical concepts. The basis of conflict can be personal, racial, class, caste, political, or even international, thus it will always exist in society. Conflict is a heated argument and disagreement about a significant issue. When two parties or groups are at odds,

While resisting peer pressure can be challenging, doing so can backfire. As described in "The First Skateboard in the History of the World," Betsy Byars remembers the scrapes and bruises she received when she couldn't resist peer pressure. WEB IT Consider the various ways that peer pressure impacts us.

Conflict is the name given to these issues in fiction. Conflict is more specifically defined as a thwarted, jeopardized, or competing desire. It generally occurs when a character tries to do something, but something else interferes. Perhaps the character aspires for something but falls short.

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Market risk is also called ________ and ________. unique risk; nondiversifiable risk systematic risk; nondiversifiable risk unique risk; diversifiable risk systematic risk; diversifiable risk

Answers

Answer:

systematic risk; non diversifiable risk

Explanation:

Market risk can also be called systematic risk and non-diversified risk, since systematic risk can be understood as the risk inherent in the entire market, that is, it is the risk that encompasses the general market, regardless of the sector in which it operates. a company, such as political and economic crises, which are factors that can affect companies in different sectors.

The process by which managers at all levels in the firm gain information about the performance of tasks within the firm and judge that performance against pre-established criteria is:

Answers

Answer:

Performance management

Explanation:

Performance management system is a system put in place in an organization to evaluate the performance of employees. It aligns the company's overall goals to available resources and work out performance towards realization of the goals and also develop employees' skills towards achieving the goals and then constant evaluation of performance .

As managers require adequate relevant information about performance of tasks within the system in order to evaluate performance against the set criteria , an effective performance management  makes it possible for him to access

On September 1, an investor sold 100 shares of KLP Corporation common stock for a loss of $1 per share. On September 15, he purchased a KLP convertible bond with a conversion price of $40. How much of the original loss may he now declare for tax purposes

Answers

Answer: $75

Explanation:

It should be noted that the convertible bond was bought less than 30 days after the loss was realized, therefore, sale of the stock will have to fall under wash sale rule i.e when securities are sold at a loss by the investors and repurchased by them before or after 30 days after the Securities has been sold, then the loss will not be allowed by the IRS.

Since there is a conversion price of $40, then the bond will be converted into:

= 1000/40

= 25 shares of KLP common stock.

Therefore, only ($100 - $25) = $75 will be declared as a loss

Some companies intentionally manufacture their products with materials or components that will break, wear, rust, or rot sooner than they should. What is this practice is called

Answers

Answer:

The answer is planned obsolescence

Explanation:

Planned obsolescence is a strategy of ensuring that a product is built with components that has a limited useful life or components that will soon be outdated.

Planned obsolescence is unethical and should be avoided. It questions the integrity of the manufacturer. This act is prohibited from many countries.

One of the disadvantages is that the product manufactured might be injurious to health.

Opportunity costs ______. are benefits that are given up when selecting one alternative over another are uncommon in decision making should be considered in decision making are part of traditional accounting records

Answers

Answer: are benefits that are given up when selecting one alternative over another.

Explanation: When faced with the decision to make a choice between two probable options or the need to give up a certain amount of a product in other to increase production of another, the benefit or choice forgone by opting to go for an alternative is called opportunity cost. Put simply, the cost incurred or loss associated with giving up a certain investment for another.

Opportunity cost can be computed mathematically using the relation:

Opportunity cost = (Return on best forgone option - return on chosen alternative).

Opportunity cost is often considered in other to guide and weigh investment options.

Opportunity costs are benefits that are given up when selecting one alternative over another and should be considered in decision making.

Opportunity cost refers to the value of the best alternative forgone when making a decision. It represents the benefits or profits that could have been obtained by choosing an alternative option. In other words, it's the cost of what you have to give up in order to choose something else.

Understanding opportunity costs is crucial in decision making because it allows individuals and businesses to evaluate the trade-offs involved in various choices. By considering the opportunity cost, one can weigh the potential benefits and drawbacks of different options and make more informed decisions.

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which of the following is a benefit of a college education? A. You collect social security benefits at an earlier age than a high school graduate B. you have an increased chance of financial stabillity C. you are less likely to go into millitarry service D. you have more friends, on average, than a high school graduate does

Answers

Answer:

The correct option is;

B. You have an increased chance of financial stability

Explanation:

The advantages of going to college includes;

1) College graduates make more salary on average

2) Holding a college degree improves career stability

3) Improved job satisfaction

4) Improved financial know how on savings and investment

5) Stable marital life

6) College graduate are able to be better citizens, by their willingness and ability to contribute meaningfully whenever a volunteer requirement

You are a part-time worker at a small neighborhood grocery store. You've been working in the store for only a few days, but already you know you like the job and your employer. It's close to your home, so it's very convenient. However, you're worried about security because you often work alone. There is a security camera, but it doesn't look like it's working. Posters and flyers completely fill the windows, making it impossible to see in or out. And the streetlights outside the store aren't very bright. You decide to talk about your concerns with the store owner.

Answers

Answer:

Despite liking the job due to the comfort and convenience which it offers, the security challenge is not something to wish off. I would engage with the store owner to see in which ways which he could improve the security of the store.

For example, changing the security camera, and removing the posters and flyers which fills the windows could be a great way to start. Also, with time, he could consider hiring a security guard who could be stationed in front of the store for few hours work in the night. this would guaranteed extra layer of security.

Explanation:

What does a market do, by definition? a. It brings buyers and sellers together to exchange goods and services. b. It gives firms a means of expanding their pool of consumers. c. It allows firms to produce what they have an absolute advantage at producing. d. It enables households to exchange funds for goods and services.

Answers

Answer: A

Explanation:

Under IRS regulations, a gain or loss upon current disposition of an asset is first considered to be long term if the asset has been held for:

Answers

Answer:

over 1 year

Explanation:

IRS known as Internal Revenue Service interpret internal revenue code and they control treasure regulation. They also have code that control disposition of asset which is the process of selling out of an asset

It should be noted that Under IRS regulations, a gain or loss upon current disposition of an asset is first considered to be long term if the asset has been held for over 1 year.

An example of a financing activity shown on the statement of cash flows is: Question 9 options: buying office equipment. obtaining a long-term loan. buying office supplies. selling inventory.

Answers

Answer:

obtaining a long-term loan.

Explanation:

A Financing activity is a are transactions that leads to changes in long-term liabilities, owner’s equity and changes to short-term borrowings.

Ultimate Luxury Hotel is a single hotel with 300 rooms. During the month of October, the hotel had 5,000 guests, who each stayed one night. What is the occupancy rate for October (rounded to the nearest whole percent)?

Answers

Answer:

54%

Explanation:

Calculation for what is the occupancy rate for October

Based on the information given we were told that the hotel had 5,000 guests in which each of them stayed one night which means that we are going to First calculate the Guest nights

Guess Nights= 5,000 × 1

Guest Nights= 5,000

Second step is to calculate the available room

Available Room Nights = 300 rooms × 31 days

because we have 31 days in October

Available Room Nights= 9,300.

Last step is to calculate the Occupancy rate

Occupancy Rate= 5,000 ÷ 9,300

Occupancy Rate=0.54×100

Occupancy Rate= 54%

Therefore the occupancy rate for October will be 54%

Bill and Bob share ownership of a real property, but neither owns a physical portion of the property. The kind of interest they each own is an

Answers

Answer:

The would own "undivided interest".

Explanation:

The interest or privilege in tenant-owned property whereby every property owner seems to have an equitable opportunity to experience the total premises. This would be represented as just an equal marginal or proportion interest or participate across each benefit, profit as well as responsibility about just the particular topic of such a service agreement.

A plumber who quits his job in Indianapolis and moves to Orlando where additional plumbers are needed is said to be ___________________ unemployed

Answers

Answer:

Frictionally unemployed

Explanation:

Frictional unemployment refers to a type of unemployment that occurs when people are in the process of moving from one job to another job.

Frictional unemployment is also known as search unemployment because it has to do with the time that is spent between jobs when a person is searching for a job, moving from one location to another in search of a job, or transferring from one job to another job.

Based on the explanation above, a plumber who quits his job in Indianapolis and moves to Orlando where additional plumbers are needed is said to be frictionally unemployed. The reason is that the plumber is moving from one job in Indianapolis to another job in Orlando.

Pricing out the construction cost of a home by a cost per square foot would be representative of a ____________ estimate.

Answers

Answer:

Parametric

Explanation:

Parameters can be defined as an element of a system that is useful in identifying or evaluating the performance ,status , size or condition of such system.

The use of parameters in achieving the above function is called parametric.

Using the cost per square foot to price out the construction cost of a home is a parametric measurement as it is aimed at arriving at the size and value of the home under construction.

Once Greg and Caitlin were married, they decided to purchase a home together. Since it was a shotgun wedding after a weekend in Vegas, they made sure that their ownership included the right of survivorship as well as protection from the other spouse attempting to sell the house from under them. The most likely form of co-ownership under which they would make this purchase is ______.

Answers

Answer:

Tenancy by the entirety

Explanation:

Tenancy by the entirety is a type of ownership over the property among the married couple. Each individual is the owner of the property and has an equal right over it. The possession of each spouse is shared mutually among the couple. In case, any of the couples dies, the entire possession of the property is passed on the other surviving partner. The possession of the property is owned by the couple as a single property.

In the given excerpt, Tenancy by the entirety would be the best option to purchase a property for Greg and Caitlin after they are married.

A firm underwriting of a municipal bond issue usually has a number of different broker-dealers involved. Those who earn the total takedown on each sale they make are performing in the role of

Answers

Answer:

Selling syndicate members

Explanation:

Selling syndicate members is a term used in business or finance to describes part of a broker-dealers of a municipal bond issue. They are charged with the responsibilities of selling the bonds allotted to them.

From the sales of each bond, the total takedown, including the additional takedown is earned.

Hence, in this situation, the correct answer is Selling Syndicate Members

Soon-Yi Park’s chain of travel agencies has identified the lesbian, gay, bisexual, and transgender community as a growing market that spends an increasing percentage of its income on travel. Which of the following would be the LEAST effective component of a marketing plan for Soon-Yi to take advantage of this opportunity?

a. develop a presence on LGBT-oriented social networking sites
b. position his agency as focused on specialized experiences
c. implement a mass marketing campaign
d. place specially-targeted ads in gay-themed publications
e. advertise on LOGO, the cable television network aimed at gays and lesbians and their friends and family

Answers

Answer: Implement a mass marketing campaign

Explanation:

From the question, we are informed that Soon-Yi Park’s chain of travel agencies has identified the lesbian, gay, bisexual, and transgender community as a growing market that spends an increasing percentage of its income on travel.

The least effective component of a marketing plan for Soon-Yi to take advantage of this opportunity is implementing a mass marketing campaign. Rather, Soon-Yi should use a strategy relating to those in LGBT.

"A customer has purchased 1,000 shares of ABC stock at $44 per share, paying a commission of $1.00 per share for the transaction. ABC stock declares a 20% stock dividend. When the dividend is paid, the tax status of the investment is:"

Answers

Answer:

1,200 shares held at a cost basis of $37.50

Explanation:

Since there are 1,000 shares are purchased

and the stock dividend is 20%

So the number of shares after the dividend is  

= 1,000 × (1 + dividend percentage)

= 1,000 × (1 + 0.20)

= 1,000 × 1.20

= 1.200

And, the price per share is

= $44 + $1

= $45

So, the cost basis would be

= $45 ÷ 1.20

= $37.50

hence, the tax status of the investment is 1,200 shares held for cost at $37.50 basis

Population of household composition, price of real estate in the area, availability of mortgage credit, consumer tastes, and income of consumers are all indicators of:

Answers

Answer:

Demand.

Explanation:

Population of household composition, price of real estate in the area, availability of mortgage credit, consumer tastes, and income of consumers are all indicators of demand.

Demand can be defined as an economic principle which involves the willingness of a customer to pay an amount of money (price) for a desired goods or services it need or requires.

Simply stated, demand for goods and services rest solely upon the consumer of such goods and services.

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